compliance officer

基本解釋

Peter Madoff: Mr. Madoff’s brother, Peter, was listed as the chief compliance officer of the investment advisory firm.
彼得?麥道夫：麥道夫的弟弟彼得?麥道夫在使他的公司的首席法務(wù)官。
The country’s Central Bank was told by its own compliance officer that it risked American sanctions, including the seizure of money held abroad.
厄瓜多中央銀行已被自己服從官員告知，該國可能遭美國制裁，包括扣押在海外的資產(chǎn)。
Hiring a compliance officer and spending more on internal operations will be a financial burden, particularly at a time when fund-raising is difficult.
合規(guī)官員的雇用以及內(nèi)部運作上的更多支出將成為財務(wù)負(fù)擔(dān)，尤其是在基金募集艱難的時候。

But Meyer and his sharia compliance officer, Sheikh Yusuf DeLorenzo, say they have cracked the code.
FORBES: Hedging
The chief compliance officer and the chief operating officer for Westpark were suspended and fined as well.
FORBES: Reverse Mergers -- Pushers May Be The Problem
The in-house cops relayed the tip to the compliance officer at the Southwestern hospital where the alleged theft occurred.
FORBES: Healing Thyself

a person employed by a company, whose job is to make sure the company obeys any laws or rules that apply to its work

a specialist, usually a lawyer, employed by a financial group operating in a variety of fields and for multiple clients to ensure that no conflict of interest arises and that all obligations and regulations are complied with