registered representative

基本解釋

Dave is also a Registered Representative and a Registered Principal of that company.
戴夫也是該公司的注冊(cè)代表和該公司的注冊(cè)長(zhǎng)。
The registered representative offices would not be renewed or updated for any changes.
原已登記的辦事機(jī)構(gòu)，不再辦理變更或者延期手續(xù)。
An employee of a securities brokerage who markets the products and investment advice of a brokerage firm is called a registered representative or account executive.
在證券經(jīng)紀(jì)公司里營(yíng)銷產(chǎn)品和投資建議的員工稱為證券經(jīng)紀(jì)人或業(yè)務(wù)經(jīng)紀(jì)人。

Felix made 5% as the placement agent for the funds but Felix also had a registered representative that worked with sellers.
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Further, the firm submitted three inaccurate 3070 filings and failed to submit a 3070 filing disclosing the felony conviction of a registered representative.
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To be clear, very clear, I am NOT advocating that every broker-dealer or registered representative be required to conduct business based solely upon guarantees or profit sharing.
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